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Series 65 vs. Series 66: Key Differences

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          🞛 This publication is a summary or evaluation of another publication 🞛 This publication contains editorial commentary or bias from the source
Learn about the key differences between Series 65 and Series 66, their requirements, and which is Series exam is right for you and your career.
The article from the Miami Herald discusses the differences between the Series 65 and Series 66 licenses, which are crucial for financial advisors in the United States. The Series 65 license, officially known as the Uniform Investment Adviser Law Examination, is required for individuals who provide investment advice but do not manage client funds directly. It covers topics like economics, investment vehicles, and ethical practices. On the other hand, the Series 66 license, or the Uniform Combined State Law Examination, combines elements of the Series 63 (state securities laws) and Series 65 exams. It is typically taken by those who already hold a Series 7 license (General Securities Representative Exam), allowing them to act as both a securities agent and an investment adviser representative. The Series 66 is often seen as more comprehensive, covering additional areas like retirement plans and insurance products. The choice between these licenses depends on one's career path, with Series 65 being sufficient for pure investment advisors, while Series 66 offers broader capabilities for those involved in selling securities as well.

Read the Full Miami Herald Article at [ https://www.miamiherald.com/careers-education/series-65-vs-series-66/ ]